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35 Of The FBI's Most Famous Closed Cases - Chapters 28-31
CHAPTER 28
ALDRICH HAZEN AMES
Aldrich Hazen Ames was arrested by the FBI in Arlington, Virginia on
espionage charges on February 24, 1994. At the time of his arrest, Ames
was a 31-year veteran of the Central Intelligence Agency (CIA), who had
been spying for the Russians since 1985. Arrested with him was his wife,
Rosario Ames, who had aided and abetted his espionage activities.
Following guilty pleas by both Ames and his wife on April 28, 1994, Ames
was sentenced to incarceration for life without the possibility of parole.
Rosario Ames was sentenced on October 20, 1994 to 63 months in prison.
Ames was a CIA case officer, who spoke Russian and specialized in the
Russian intelligence services, including the KGB, the USSR's foreign
intelligence service. His initial overseas assignment was in Ankara,
Turkey, where he targeted Russian intelligence officers for recruitment.
Later, he worked in New York City and Mexico City, Mexico. On April 16,
1985, while assigned to the CIA's Soviet/ East European Division at CIA
Headquarters in Langley, Virginia, he secretly volunteered to KGB officers
at the USSR Embassy, Washington, D.C. Shortly thereafter, the KGB paid him
$50,000. During the summer of 1985, Ames met several times with a Russian
diplomat to whom he passed classified information about CIA and FBI human
sources, as well as technical operations targeting the Soviet Union. In
December 1985, Ames met with a Moscow-based KGB officer in Bogota,
Colombia. In July 1986, Ames was transferred to Rome, Italy.
In Rome, Ames continued his meetings with the KGB, including a Russian
diplomat assigned in Rome and a Moscow-based KGB officer. At the
conclusion of his assignment in Rome, Ames received instructions from the
KGB regarding clandestine contacts in the Washington, D.C. area, where he
would next be assigned. In addition, the KGB wrote to Ames that he had
been paid $1.88 million by them in the four years since he volunteered.
Upon his return to Washington, D.C. in 1989, Ames continued to pass
classified documents to the KGB, using "dead drops" or prearranged hiding
places where he would leave the documents to be picked up later by KGB
officers from the USSR Embassy in Washington. In return, the KGB left
money and instructions for Ames, usually in other "dead drops."
In the meantime, the CIA and FBI learned that Russian officials who had
been recruited by them were being arrested and executed. These human
sources had provided critical intelligence information about the USSR,
which was used by U.S. policy makers in determining U.S. foreign policy.
Following analytical reviews and receipt of information about Ames's
unexplained wealth, the FBI opened an investigation in May, 1993.
FBI Special Agents and Investigative Specialists conducted intensive
physical and electronic surveillance of Ames during a ten-month
investigation. Searches of Ames's residence revealed documents and other
information linking Ames to the Russian foreign intelligence service. On
October 13, 1993, Investigative Specialists observed a chalk mark Ames
made on a mailbox confirming to the Russians his intention to meet them in
Bogota, Colombia. On November 1st, Special Agents observed him and,
separately, his Russian handler in Bogota. When Ames planned foreign
travel, including a trip to Moscow, as part of his official duties, a plan
to arrest him was approved.
Following their arrest and guilty pleas, Ames was debriefed by FBI Special
Agents, at which time he detailed compromising the identities of CIA and
FBI human sources, some of whom were executed by USSR authorities.
Pursuant to his plea agreement, he forfeited his assets to the United
States, and $547,000 was turned over to the Justice Department's Victims
Assistance Fund. Ames is serving his sentence in the federal prison
system. Rosario Ames completed her sentence and was released.
CHAPTER 29
THE ATOM SPY CASE
The Government of the Soviet Union, as it was then known, publicly
announced the detonation of an atomic bomb. Past experience taught
Americans to treat Moscow pronouncements lightly. However, the White
House, in a solemn statement in September, 1949, related the disheartening
news which startled and shocked the nation.
The Kremlin had finally come to understand the secrets of the atom.
Russian ingenuity in the scientific field probably contributed
considerably to this discovery. But what of the part played by American
traitors Julius and Ethel Rosenberg? This is their story.
In the summer of 1949, the Federal Bureau of Investigation (FBI) learned
that the secret of the construction of the atom bomb had been stolen and
turned over to a foreign power. An immediate investigation was undertaken
which resulted in the identification of Emil Julius Klaus Fuchs, a German-
born British atomic scientist. British intelligence authorities were
advised, and Fuchs was arrested by British authorities on February 2,
1950. He admitted his involvement in Soviet atomic espionage, but he did
not know the identity of his American contact.
This contact was subsequently identified through FBI investigation as
Harry Gold, a Philadelphia chemist. On May 22, 1950, Gold confessed his
espionage activity to the FBI.
Investigation of Harry Gold's admissions led to the identification of
David Greenglass, a U.S. Army enlisted man, and Soviet Agent, who had been
assigned by the Army to Los Alamos, New Mexico, in 1944 and 1945. Gold
stated that he had picked up espionage material from Greenglass during
June, 1945, on instructions of "John," his Soviet principal. "John" was
subsequently identified as Anatoli Yakovlev, former Soviet vice-consul in
New York City, who left the United States in December, 1946. Interrogation
of Greenglass and his wife, Ruth, resulted in admissions of espionage
activity under the instructions of Julius and Ethel Rosenberg, brother-in -
law and sister, respectively, of David Greenglass. Max Elitcher, a Naval
Ordnance engineer and an admitted Communist, was interviewed. He disclosed
that Morton Sobell, radar engineer and former classmate of Elitcher and
Rosenberg at a college in New York City, was also involved in the
Rosenberg espionage network.
Background Of Principal Subjects
Julius and Ethel Rosenberg
Julius Rosenberg was born on May 12, 1918, in New York City, the son of
immigrants, both of whom were born in Russia. He had one brother and three
sisters.
Ethel Rosenberg, nee Greenglass, was born September 28, 1915, in New York
City, the daughter of immigrants. Her father was born in Russia and her
mother was born in Austria. Other members of her family included David,
Bernard, and a half brother.
Ethel and Julius Rosenberg were married June 18, 1939, in New York City
and had two sons, Micahel Allen, born March 10, 1943, and Robert Harry,
born May 14, 1947.
Julius and Ethel Rosenberg lived in the lower east side of Manhattan most
of their lives and both attended the same high school, Ethel graduating in
1931 and Julius graduating in 1934. Julius Rosenberg attended the school
of engineering at a New York college from September, 1934, until February,
1939, when he graduated with a bachelor's degree in electrical
engineering. He also took various courses at other New York Universities.
At the time of his apprehension he was operating a machine shop in New
York City manufacturing all types of parts for various manufacturing
concerns.
Investigation revealed that Julius Rosenberg began associating with Ethel
Greenglass around 1932. Julius was disliked by Ethel's parents and was not
allowed to visit her parents' home from about 1932 until 1935. During that
period Ethel and her two younger brothers, Bernard and David, occupied an
apartment on a floor above the home of their parents. Julius Rosenberg
would visit Ethel frequently at this upstairs apartment, which was
littered with copies of Communist Party literature and the "Daily Worker."
Julius and Ethel became devoted Communists between 1932 and 1935, after
which they maintained that nothing was more important than the Communist
cause.
Information obtained in March, 1944, reflected that Julius Rosenberg was a
member of the Communist Party. This information was furnished to the
Security and Intelligence Division, Second Service Command, Governors
Island, New York, in view of Rosenberg's employment by the War Department
at that time. This investigation also established that his wife, Ethel,
had signed a Communist Party petition. Rosenberg's position with the
United States Government was terminated in December, 1945.
A search of the Rosenberg apartment at the time of the arrest of Julius
Rosenberg disclosed that Ethel and Julius Rosenberg were members of the
International Workers Order.
In May, 1940, the FBI's New York Office learned, after Ethel Rosenberg
received an appointment as an employee of the Census Bureau in Washington,
D.C., that she was a devout communist. Further, Ethel Rosenberg and
another woman, alleged to have been Communist sympathizers, had
distributed Communist literature and and signed nominating petitions of
the Communist Party. Ethel Rosenberg had also signed a Communist Party
nominating petition, dated August 13, 1939, in New York City.
Investigation reflected that Julius Rosenberg claimed to have joined the
Young Communist League when he was 14 years of age. Also, he was secretary
of the Young Communist League while in college.
David Greenglass
David Greenglass, younger brother of Ethel Rosenberg, was born on March 3,
1922, in New York, where he attended public schools. After graduating from
high school in 1940, he began attending college for a short period,
studying mechanical engineering. He attended another school for a short
period in 1948, studying mechanical designing. While he was young, he
worked in his father's shop.
David Greenglass reportedly had come under the influence of his sister
when he was about 12 years old and when the 19-year-old Ethel was being
courted by Julius Rosenberg. At first David opposed the efforts of Ethel
and Julius to convert him to Communism and disliked Julius, but after
Julius brought David a chemistry set, the two became very friendly and
Julius was able to influence David considerably. Julius Rosenberg, until
he married Ethel in 1939, continued to be a frequent visitor at David and
Ethel's apartment. David became extremely fond of Julius. Having become
fully converted to Communist ideals expounded by Ethel and Julius, David
joined the Young Communist League at the age of 14.
David Greenglass had admitted that he was indoctrinated with Communist
principles in his youth by Julius and Ethel Rosenberg and was a member of
the Young Communist League in New York from 1936 to 1938. He continued his
belief in Communism, but never joined the Communist Party. He claimed to
have become disillusioned with Communism when Marshal Tito of Yugoslavia
was expelled from Cominform, the Communist Information Bureau created to
share information among communist parties, for defying Soviet supremecy.
This incident, he said, brought home to him that Communism was being used
as a tool by the Soviet Union for the purpose of world conquest instead of
a means of reaching a panacea.
Soon after her marriage to Julius Rosenberg, Ruth Greenglass claimed she
was converted to the principles of Communism by her husband. A member of a
branch of the Young Communist League for about one year in 1943 and
president of that branch for about three weeks, she reportedly became
disillusioned with communism following World War II, when it became
apparent that Russia had embarked on a program of world conquest.
Morton Sobell
Morton Sobell was born the son of Russian-born immigrants on April 11,
1917, in New York City. He married Helen Levitov Gurewitz in Arlington,
Virginia, on March 10, 1945.
A classmate of Julius Rosenberg and Max Elitcher, Sobell graduated from
college in June, 1938, with a bachelor's degree in electrical engineering.
In 1941 and 1942 he attended a graduate school at a university in
Michigan, from which he received a master's degree in electrical
engineering.
Sobell was employed during the summers of 1934 through 1938 as a
maintenance man at Camp Unity, Wingdale, New York, reportedly a Communist-
controlled camp. On January 27, 1939, he secured the position of junior
electrical engineer with the Bureau of Naval Ordnance, Washington, D.C.,
and was promoted to the position of assistant electrical engineer. He
resigned from this position in October, 1940, to further his studies.
While employed at an electric company in New York State, he had access to
classified material, including that on fire-control radar. After resigning
from this company, he secured employment as an electrical engineer with an
instrument company in New York City, where he had access to secret data.
He remained in this position until June 16, 1950, when he failed to appear
at work. On that date, Sobell and his family fled to Mexico. He was
subsequently located in Mexico City. On August 18, 1950, after his
deportation from Mexico by the Mexican authorities, he was taken into
custody by FBI agents in Laredo, Texas.
Max Elitcher, an admitted Communist, said that in 1939, when he roomed
with Morton Sobell in Washington, D.C., Sobell induced him to join the
Communist Party.
Sobell was reported to have been active in the American Peace Mobilization
and the American Youth Congress, both of which were cited by the Attorney
General as coming within the purview of Executive Order 10450. Sobell also
appeared on the active indices of the American Peace Mobilization and was
listed in the indices of the American Youth Congress as a delegate to that
body from the Washington Committee for Democratic Action.
A resident of an apartment building in Washington, D.C., reported that
Sobell and Max Elitcher were among those who attended meetings in the
apartment of one of the tenants during 1940 and 1941. This individual
believed that these were Communist meetings.
The FBI's New York Office located a Communist Party nominating petition
which was filed in the name of Morton Sobell. The signature on this
petition was identified by the FBI Laboratory as being in Sobell's
handwriting.
Contact with the instrument company where Sobell was employed showed that
he failed to report for work after June 16, 1950. The company received a
letter from Sobell on or about July 3, 1950, stating that he needed a rest
and was going to take a few weeks off to recuperate. A neighborhood
investigation by the FBI revealed that Sobell, his wife, and their two
children were last seen at their home on June 22, 1950, and that they had
left hurriedly without advising anyone of their intended departure.
Through an airlines company at La Guardia Field, it was determined that
Sobell and his family had departed for Mexico City on June 22, 1950. Round-
trip excursion tickets for transportation between New York City and Mexico
had been purchased on June 21, 1950, in Sobell's name.
During Sobell's stay in Mexico, he communicated with relatives through the
use of a certain man as a mail drop. This man was interviewed and
reluctantly admitted receiving and forwarding letters to Sobell's
relatives. This admission was made after he was advised that the FBI
Laboratory had identified his handwriting on the envelopes used in
forwarding letters to Sobell's relatives.
In August, 1950, the Mexico authorities took Sobell into custody and
deported him as an undesirable alien. On the early morning of August 18,
1950, FBI Agents apprehended Sobell at the International Bridge in Laredo,
Texas.
Armed with the information supplied by a man named Harry Gold, the FBI
moved swiftly to bring to justice those responsible for stealing secrets
of the U.S. Government.
Authorities File Charges
On June 16, 1950, the Criminal Division of the Justice Department was
advised of David Greenglass's admissions and authorized the filing of a
complaint in Albuquerque, New Mexico, charging him with espionage
conspiracy to violate Title 50, U.S. Code, Section 34. On the same date,
Greenglass was arraigned before a U.S. Commissioner of the Southern
District of New York and was remanded to the custody of a U.S. Marshal in
default of $100,000 bail. On July 6, 1950, Greenglass was indicted by a
Federal grand jury in Santa Fe, New Mexico, and charged with espionage
conspiracy.
A complaint charging Julius Rosenberg with espionage conspiracy was filed
on July 17, 1950. Rosenberg was arrested at his home in Knickerbocker
Village, New York City, the same day and was arraigned that evening before
a U.S. District judge, Southern District of New York. Rosenberg was
remanded to the custody of the U.S. Marshal in default of $100,000 bail
for further hearing.
On August 3, 1950, the U.S. Attorney, Southern District of New York,
authorized the filing of a sealed complaint against Morton Sobell,
charging him with espionage conspiracy.
On August 7, 1950, Ethel Rosenberg appeared before a Federal grand jury in
the Southern District of New York pursuant to a subpoena. A complaint
charging her with espionage conspiracy was filed on August 11, 1950. Ethel
Rosenberg was taken into custody on the same day by FBI Agents. Later, on
the afternoon of August 11, 1950, she was arraigned before the U.S.
Commissioner of the Southern District of New York and remanded to the
custody of the U.S. Marshal, in default of $100,000 bail for further
healing.
On August 17, 1950, a Federal grand jury in the Southern District of New
York returned an indictment alleging 11 overt acts. Julius Rosenberg,
Ethel Rosenberg, and Anatoli Yakovlev were charged with violation of Title
50, U.S. Code, section 34.
Following Morton Sobell's August 18, 1950, arrest by FBI Agents in Laredo,
Texas, he was arraigned before the U.S. Commissioner, Southern District of
Texas, waived removal to New York, and was remanded to the custody of the
U.S. Marshal on August 23, 1950.
The Rosenbergs were arraigned before a U.S. District judge, Southern
District of New York, and entered pleas of not guilty on August 23, 1950.
Bail in the amount of $100,000 was continued for both of them.
The next day, Morton Sobell was arraigned before the U.S. Commissioner,
Southern District of New York, and his hearing was adjourned. Bail of $100,
000 was continued. On September 18, 1950, Sobell again appeared for a
hearing before the U.S. Commissioner, which was adjourned to enable the
Government to present its case to a Federal grand jury.
On October 10, 1950, a superseding indictment was returned by a Federal
grand jury in the Southern District of New York. Morton Sobell, Ethel
Rosenberg, Julius Rosenberg, David Greenglass, and Anatoli Yakovlev were
charged with conspiracy to violate the Espionage Statutes.
On October 17, 1950, Julius and Ethel Rosenberg pleaded not guilty. Bail
of $100,000 was continued for Julius Rosenberg; Ethel Rosenberg's bail was
reduced to $50,000. They were remanded to the custody of the U.S. Marshal
in default of bail.
David Greenglass pleaded guilty to the superseding indictment on October
18, 1950. His plea was accepted by the presiding judge, and bail of $100,
000 was continued pending sentencing.
Morton Sobell entered a plea of not guilty on December 5, 1950. His plea
was accepted by a U.S. District judge, Southern District of New York, and
his bail was continued in the sum of $100,000.
On January 31, 1951, a Federal grand jury handed down a second superseding
indictment charging Julius Rosenberg, Ethel Rosenberg, Anatoli Yakovlev,
Mortin Sobell, and David Greenglass with conspiracy to commit espionage
between June 6, 1944, and June 16, 1950. This indictment was similar in
all respects to the previous superseding indictment, except that it
changed the start of the conspiracy from November, 1944, to June, 1944.
On February 2, 1951, Julius and Ethel Rosenberg and Morton Sobell entered
pleas of not guilty before a U.S. District judge, Southern District of New
York. David Greenglass entered a guilty plea to the above indictment and
withdrew his plea of guilty to the previous superseding indictment. The
judge directed that Greenglass's sentencing be postponed until the end of
the trial.
Morton Sobell applied for a writ of habeas corpus on Febrary 5, 1951,
claiming the indictment of January 31, 1951, was vague and that his
incrimination was a violation of his constitutional rights. The
application was denied.
On March 6, 1951, the Rosenbergs-Sobell espionage conspiracy trial on the
superseding indictment of January 31, 1951, commenced in the Southern
Distict of New York. At the outset of the case the U.S. Attorney moved to
sever Anatoli A. Yakovlev from the trial, and the motion was granted. The
selection of a jury of 12 with 2 alternates was completed on March 7,
1951. Counsel for the defendants made motions to dismiss the indictment on
various grounds, which were denied by the court. A motion was then made
and granted to sever David Greenglass from the indictment because he had
already pleaded guilty.
Some of the espionage activities of the Rosenbergs with their
ramifications were brought out at the trial of the atom spies.
Greenglass's testimony revealed that he entered the U.S. Army in April,
1943, and in July, 1944, was assigned to the Manhattan Project in Oak
Ridge, Tennessee. He did not know at that time what the project was but he
received security lectures about his duties and was told it was a secret
project. Two weeks later, again being told that his work was secret, he
was assigned to Los Alamos, New Mexico, and reported there in August, 1944.
In November, 1944, his wife, Ruth Greenglass, who came to Albuquerque to
visit him, told him that Julius Rosenberg advised her that her husband was
working on the atom bomb. Greenglass stated that he did not know that he
was working on such a project. He stated that he worked in a group at Los
Alamos under a professor of a New England university and described to the
court the duties of his shop at Los Alamos. He stated that while at Los
Alamos, he learned the identity of various noted physicists and their
cover names.
Greenglass testified that the Rosenbergs used to speak to him about the
merits of the Russian Government. He stated that when his wife came to
visit him at Los Alamos on November 29, 1944, she told David that Julius
Rosenberg had invited her to dinner at the Rosenberg home in New York
City. At this dinner Ethel told Ruth that they had not been engaging in
Communist activities, buying the "Daily Worker" any more, or attending
club meetings because Julius finally was doing what he always wanted to
do, which was giving information to the Soviet Union.
After Ethel told Ruth that David was working on the atom bomb project at
Los Alamos, and said that she and Julius wanted him to give information
concerning the bomb, Ruth told the Rosenbergs that she did not think it
was a good idea and declined to convey their requests to David. Ethel and
Julius remarked that she should at least tell David about it and see if he
would help. During this conversation, Julius pointed out to Ruth that
Russia was an ally and deserved to obtain the information that was not
being provided for its use.
At first, David refused to have anything to do with the Rosenbergs'
request, but on the next day he agreed to furnish any available data. Ruth
then asked David specific questions about the Manhattan Project and David
gave her that information.
In January, 1945, David arrived in New York City on furlough, and about
two days later Julius Rosenberg came to David's apartment to ask him for
information on the A-Bomb. He requested David to write up the information
and said he would pick it up the following morning.
That evening Greenglass wrote up the information he had. The next morning
he gave this material to Rosenberg, along with a list of the scientists at
Los Alamos and the names of possible recruits working there who might be
sympathetic to Communism.
Greenglass further stated that at the time he returned this material over
to Rosenberg, Ruth Greenglass remarked that David's handwriting was bad
and would need interpretation. Rosenberg answered that it was nothing to
worry about because Ethel, his wife, would retype the information.
A day or two later David and his wife went to the Rosenberg apartment for
dinner where they were introduced to a woman friend of the Rosenbergs.
After she left, Julius told the Greenglasses that he thought this person
would come to see David to receive information on the atom bomb. They
discussed a tentative plan wherein Ruth Greenglass would move to
Albuquerque; this woman would also meet Ruth in a movie theater in Denver,
Colorado, to exchange purses. Ruth's purse would contain the information
from David concerning Los Alamos.
To identify the perosn who would come to see Ruth, it was agreed that Ruth
would use a side piece of a jello box. Julius held the matching piece of
the Jello box. David suggested that meeting be held in front of a certain
grocery store in Albuquerque. The date of the meeting was left to depend
upon the time that Ruth would depart for Albuquerque.
During this visit, Julius said that he would like to have David meet a
Russian with whom he could discuss the project on which David was working.
A few nights later Julius made an appointment for David to meet a Russian
on First Avenue between 42nd and 59th streets in New York City. David
drove up to the appointed meeting place and parked the car near a saloon
in a dark street. Julius came up to the car, looked in, went away, and
came back with a man who got into David's car. Julius stayed on the
street, and David drove away with the unknown man. The man asked David
about some scientific information, and after driving around for a while,
David returned to the original meeting place and let the man out. This man
was then joined by Rosenberg, who was standing on the street, and David
observed them leaving together.
In the spring of 1945, Ruth Greenglass came to Albuquerque to live, and
David visited her apartment on weekends. On the first Sunday of June,
1945, a man, subsequently identified by David as Harry Gold, came to visit
him and asked if David's name was Greenglass. David said that it was, and
Gold then said, "Julius sent me." David went to his wife's wallet and took
out the piece of the Jello box and compared it with the piece offered by
Gold. They matched.
When Gold asked David if he had any information, Greenglass said that he
did but would have to write it up. Gold then left, stating he would be
back. David immediately started to work on a report, made sketches of
experiments, wrote up descriptive material regarding them, and prepared a
list of possible recruits for espionage. Later that day Gold returned and
David gave him the reports. In return, Gold gave David an envelope
containing $500, which he turned over to Ruth.
The Court accepted copies of the sketches prepared by Greenglass at the
time of the trial to describe the information Greenglass had turned over
to Gold. These sketches were admitted into evidence.
In September, 1945, David Greenglass, who was on furlough, returned to New
York City with Ruth. The next morning Julius Rosenberg came to the
Greenglass apartment and asked what David had for him. David informed
Julius that he had obtained a pretty good description of the atom bomb.
At this point in Greenglass's testimony the Government prosecutor reverted
to Rosenberg's contact with David in January, 1945. David reiterated that
in January, 1945, Rosenberg gave him a description of an atom bomb, which
David later learned had been subsequently dropped on Hiroshima, in order
that David would know what information to look for.
Greenglass continued to relate what transpired in September, 1945. At
Julius' request, he drew up a sketch of the atom bomb, prepared
descriptive material on it, drew up a list of scientists and possible
recruits for Soviet espionage and thereafter delivered this material to
the Rosenberg apartment. He stated that at the time he turned this
material over to Rosenberg, Ethel and Ruth.
At the trial, Greenglass prepared a sketch of a cross section of an atom
bomb to indicate what he gave to Rosenberg, an this was made Government
exhibit #8. At this point, Rosenberg's lawyer asked the court to impound
the sketch of the bomb so that no one but the court, jury defendents, and
attorneys would be able to see it. Rosenberg's lawyer stated the he was
making this request in the interest of national security. The judge
ordered the sketch impounded, pointing out that, inasmuch as the defense
requested it, the defense would have no grounds for objection to the
impounding in case of an appeal.
Greenglass then continued his testimony as to the composition of the atom
bomb, using the sketch for reference. He stated that he told Rosenberg how
the bomb was set off by a barometric pressure device. Rosenberg remarked
that the information was very good and it should be typed immediately.
Ethel then prepared the information on a portable typewriter in the
Rosenberg apartment.
While Ethel was typing the report, Julius burned the handwritten notes in
a frying pan, flushed them down a drain, and gave David $200. Julius
suggested that David stay at Los Alamos after he was discharged from the
Army so that he could continue to get information, but David declined.
From 1946 to 1949, David was in business with Julius Rosenberg, and during
this period Julius told David that he had people going to school and that
he had people in upstate New York and Ohio giving him information for the
Russians.
Late in 1947, Julius told David about a sky platform project and mentioned
he had received this information from "one of the boys." Rosenberg
described the sky platform as a large vessel which could be suspended at a
point in space where the gravity was low, and that the vessel would travel
around the earth like a satellite. Rosenberg also advised David that he
had a way of communicating with the Russians by putting material or
messages in the alcove of a theater and that he had received from one of
his contacts the mathematics relating to atomic energy for airplanes.
Greenglass testified that Rosenberg claimed to have received a citation
and a watch from the Russians. Greenglass also testified that Rosenberg
claimed to have received a console table from the Russians which he used
for photographic purposes.
In February, 1950, a few days after the news of the arrest of Dr. Fuchs in
England was published, Julius came to David's home and asked David to go
for a walk. During this walk Rosenberg spoke of Fuchs and mentioned that
the man who had come to see David in Albuquerque was also a contact of
Fuchs. Julius stated that David would have to leave the country. When
David answered that he needed money, Rosenberg said that he would get the
money from the Russians.
In April, 1950, Rosenberg again told David he would have to leave the
country, and about May 23, 1950, Rosenberg came to the Greenglass
apartment with a newspaper containing a picture of Harry Gold and the
story of Gold's arrest. Rosenberg said, "This is the man who saw you in
Albuquerque." Julius gave David $1,000, and said he would come back later
with $6,000 more for him to use in leaving the country and that Greenglass
would have to get a Mexican tourist card. Rosenberg said that he went to
see a doctor who told him that a doctor's letter stating David was
inoculated for smallpox would also be needed, as well as passport photos.
He then gave Greenglass a form letter and instructions to memorize for use
in Mexico City.
Upon David's arrival in Mexico City, he was to send the letter to the
Soviet Embassy and sign it "I. Jackson." Three days later after he sent
this letter, David, carrying in his hand a guide to the city with his
middle finger between the pages of the guide, was to go to the Plaz De La
Colon at 5 p.m. and look at the Statue of Columbus there. He would wait
until a man came up to him, when David would say, "That is a magnificent
statue," and tell the man that David was from Oklahoma. The man would then
answer, "Oh, there are much more beautiful statues in Paris," and would
give Greenglass a passport and additional money. David was to go to Vera
Cruz and then go to Sweden or Switzerland. If he went to Sweden, he was to
send the same type of letter to the Soviet Ambassador or his secretary and
sign the letter "I. Jackson." Three days later, David was to go to the
Statue of Linnaeus in Stockholm at 5 p.m. where a man would approach him.
Greenglass would mention that the statue was beautiful and the man would
answer, "There are much more beautiful ones in Paris." The man would then
give David the means of transportation to Czechoslovakia, where upon
arrival he was to write to the Soviet Ambassador advising him of his
presence.
Julius further advised Greenglass that he himself would have to leave the
country because he had known Jacob Golos (a member of the Communist
underground), and that Elizabeth Bentley (also a Communist Party member).
Sometime later, David and his family went to a photography shop and had
six sets of passport photos taken. On Memorial Day, Greenglass gave
Rosenberg five sets of these photos. Later Rosenberg again visited David,
to who he gave $4,000 in $10- and $20-bills wrapped in brown paper,
requesting Greenglass to go for a walk with him and repeat the memorized
instructions. David gave the $4,000 to his brother-in-law for safekeeping.
On cross-examination, David testified he used the $1,000 he received from
Julius to pay household debts and the $4,000 to pay his lawyer for
representing him.
Ruth Greenglass also testified at the trial, and, in addition to
corroborating her husband's testimony, gave the following information:
She stated that prior to her departure for New Mexico in November, 1944,
she had had a conversation with Julius and Ethel Rosenberg at the
Rosenberg apartment in New York City. Julius told her that he and Ethel
had discontinued their open affiliation with the Communist Party because
he had always wanted to do more than just be a Communist Party member.
After two years, Julius had succeeded in reaching the Russians and was now
doing the work he wanted to do. He requested her to enlist David's help
furnishing information to him for the Russians about Los Alamos. Ruth
declined at first, but Ethel urged her to approach David. Julius then gave
her instructions for David as to the particular type of information he
wanted. A few days later, he gave Ruth $150 to defray the expenses of her
trip to New Mexico.
On her return to New York in December, 1944, after visiting David,
Rosenberg visited her apartment, at which time she informed him of David's
decision to cooperate. She furnished Julius oral and written information
that David gave her and informed him of David's impending furlough. Prior
to her departure for Albuquerque in February of 1945, Julius visited her
and gave Ruth instructions concerning a meeting with an espionage contact
in Albuquerque.
Gold Testifies
Harry Gold testified that he was engaged in Soviet espionage from 1935 up
to the time of his arrest in May, 1950, and that from 1944 to 1946 his
espionage superior was a Russian, known to him as "John." He identified a
picture of Anatoli A. Yakovlev, former Soviet Vice-Consul in New York
City, as "John." Yakovlev's picture was admitted into evidence.
In June, 1944, Gold had an espionage meeting with Dr. Klaus Fuchs in
Woodside, Queens, New York. As a result of this meeting, Gold wrote a
report and turned it over to Yakovlev about a week or so later, when he
told Yakovlev that at Gold's next meeting with Fuchs, the latter would
give Gold information relating to the application of nuclear fission to
the production of military weapons.
In the latter part of 1944, Gold met Fuchs in the vicinity of Borough
Hall, Brooklyn, and received a package from Fuchs which Gold later turned
over to Yakovlev.
Gold's next meeting with Fuchs was in July, 1944, in the vicinity of 9th
Street and Central Park West, New York City. About a week or two later,
Gold gave Yakovlev a report he had written concerning this conversation
and told Yakovlev that Fuchs had given further information concerning the
work of a joint American and British project to produce an atom bomb.
Subsequently, Gold had a regularly scheduled series of meetings with
Yakovlev, who instructed Gold how to continue his contacts with Fuchs.
Gold stated that this was to obtain information from a number of American
espionage sources and give it to Yakovlev. He pointed out he organized his
meetings with these sources by using recognition signals, such as an
object or a piece of paper and a code phrase in the form of a greeting,
always using a pseudonym. He also stated that his sources lived in cities
other than Philadelphia (Gold's home city) and that he paid money to these
sources which he had in turn received from Yakovlev.
Early in January, 1945, Gold met Fuchs in Cambridge, Massachusetts, and
received a package of papers which he later turned over to Yakovlev in New
York City. He told Yakovlev that Fuchs had mentioned that a lens was being
worked on in connection with the atom bomb. His next meeting with Fuchs
was to be in Santa Fe on the first Saturday of June, 1945.
In February, 1945, Gold met Yakovlev on 23rd Street between 9th and 10th
Avenues in New York City. At this meeting, Yakovlev indicated the
Russians' interest in the plans mentioned by Fuchs.
On the last Saturday in May of 1945, Gold met Yakovlev inside a restaurant
on 3rd Avenue in New York City, to discuss Gold's next meeting with Fuchs
in Santa Fe. Yakovlev instructed Gold to take on an additional mission in
Albuquerque, New Mexico. Gold protested, but Yakovlev said it was vital,
pointing out that a woman was supposed to go but was unable to make the
trip. Yakovlev gave Gold an onionskin paper, on which was typed the name
"Greenglass," an address on High Street, Albuquerque, and the recognition
signal, "I am from Julius." Yakovlev also gave Gold a piece of cardboard
cut from a food package. He stated that Greenglass in Albuquerque would
have the matching piece and that if Greenglass was not in, Greenglass's
wife would give Gold the information. Yakovlev then gave Gold $500 in an
envelope to turn over to Greenglass and instructed Gold to follow an
indirect route to Santa Fe and Albuquerque in order to minimize the danger
of surveillance.
Gold arrived in Santa Fe on Saturday, June 2, 1945, and met Fuchs, who
gave him a package of papers. Gold left Santa Fe in the afternoon on June
2nd by bus and arrived in Albuquerque that evening. He went to the High
Street address, found that Greenglass and his wife were not in, and stayed
at a rooming house overnight. The next day he went to the High Street
address and David Greenglass opened the door. Gold said, "Mr. Greenglass."
David answered, "Yes." Gold then said, "I come from Julius," and showed
Greenglass the piece of cardboard which Yakovlev had given him. Greenglass
requested Gold to come into his apartment, then took a piece of cardboard
from a woman's handbag and compared it with the piece Gold had given him.
The pieces matched. Gold introduced himself to the Greenglasses as "Dave
from Pittsburgh."
Greenglass told Gold that the visit was a surprise and that it would take
several hours to prepare the A-bomb material. He started to tell Gold
about possible recruits at Los Alamos, but Gold cut him short and pointed
out to David that it was very hazardous and that David should be
circumspect in his behavior. Gold left and returned later that afternoon,
when David gave him an envelope which he said contained information on the
atom bomb. Gold turned over to David the envelope containing the $500.
Greenglass mentioned to Gold that he expected to get a furlough sometime
around Christmas and gave Gold Julius's phone number in New York City in
the event that Gold wanted to reach Greenglass.
Gold returned to New York City by train on June 5, 1945. While en route,
he examined the material David had given him and put it in a manila
envelope. He put the material he had received from Fuchs into a different
manila envelope. That evening Gold met Yakovlev along Metropolitan Avenue
in Brooklyn and gave him both envelopes.
About two weeks later Gold met Yakovlev on Main Street in Flushing, New
York. Yakovlev told Gold that the information he had received from him on
June 5 had been sent immediately to the Soviet Union and that the
information he had received from Greenglass "was extremely excellent and
valuable." At this meeting, Gold related the details of his conversation
with Fuchs and Greenglass. Fuchs had stated that tremendous progress had
been made on the atom bomb and that the first explosion had been set for
July, 1945.
In early July, 1945, Gold met Yakovlev in a seafood restaurant. Yakovlev
said it was necessary to make arrangements for another Soviet agent to get
in touch with Gold. At Yakovlev's instructions, Gold took a sheet of paper
from his pocket which had the heading of a company of Philadelphia. Gold
tore off the top portion containing the name and on the reverse side of
the sheet wrote in diagonal fashion, "Directions to Paul Street." Yakovlev
then tore the paper in an irregular fashion. He kept one portion and Gold
kept the other. Yakovlev said that if Gold received two tickets in the
mail without a letter, it would mean that on a definite number of days
after the date on the ticket Gold was to go to the roadway stop of the
Astoria Line for a meeting which would take place in a restaurant-bar.
Gold's Soviet contact would be standing at the bar and approach Gold,
asking to be directed to Paul Street. They would then match the torn
pieces of paper.
In August, 1945, Gold again met Yakovlev in Brooklyn and was told to take
a trip in September, 1945, to see Fuchs. Gold suggested to Yakovlev that
since he was going to see Fuchs, he might as well go to Albuquerque to see
David Greenglass. Yakovlev answered that it was inadvisable because it
might endanger Gold to have further contact with Greenglass.
In September, 1945, Gold met Fuchs in Santa Fe, New Mexico. On his return
to New York City on September 22, 1945, Gold went to a prearranged meeting
place to see Yakovlev, who failed to appear. About ten days later, Gold
met Yakovlev at Main Street, Flushing, and turned over to him a package he
had received from Fuchs. He told Yakovlev that Fuchs has said there was no
longer the open and free cooperation betwen the Americans and the British
and that many departments were closed to Fuchs. Fuchs also stated that he
would have to return to England and that he was worried because the
British had gotten to Kiel, Germany, ahead of the Russians and might
discover a Gestapo dossier there on Fuchs which would reveal his strong
Communist ties and background. Fuchs and Gold also discussed the details
of a plan whereby Fuchs could be contacted in England.
In November, 1945, Gold had another meeting with Yakovlev at which time
Gold mentioned that Greenglass would probably be coming home around
Christmas for a furlough. Gold said plans should be made to get in touch
with Rosenberg in an effort to obtain more information from Greenglass.
In January, 1946, Gold again met with Yakovlev, and was told about a man
Yakovlev had tried to contact who was under continuous surveillance.
Yakovlev used this story to illustrate that it was better to give up the
contact than endanger their work.
Early in December, 1946, Gold received two tickets to a boxing match in
New York City through the mail. The tickets were addressed to Gold's
Philadelphia home incorrectly and too late for Gold to keep the
appointment. At 5 p.m. on December 26, 1946, Gold received a telephone
call at his place of employment. The voice said, "This is John." Gold then
arranged with John to meet an unidentified man in a certain movie theater
that night. The man identified himself by handing Gold the torn piece of
paper containing the heading which Gold and Yakovlev had previously
prepared. This man asked Gold to proceed to 42nd Street and 3rd Avenue,
New York City, to meet Yakovlev.
He met Yakovlev, who asked if Gold had anything further from Fuchs,
apologized for his ten months' absence and explained that he had to lie
low. He stated that he was glad Gold was working in New York and told Gold
he should begin to plan for a mission to Paris, France, in March 1947,
where Gold would meet a physicist. He gave Gold an onionskin paper setting
forth information for his proposed meeting in Paris. During the
coversation with Yakovlev, Gold mentioned the name of his employer, and,
upon hearing this, Yakovlev became very excited. He told Gold that Gold
had almost ruined eleven years of work by working for this individual
because he had been investigated in 1945. Yakovlev dashed away, stating
that Gold would not see him in the United States again.
It is interesting to note that the Soviet intelligence services, in
utilizing Gold to contact Greenglass, made a mistake in security which
ultimately led to the uncovering of the Rosenberg spy ring, a network
independent of the one Gold was involved in. From FBI knowledge of Soviet
intelligence activities, it is known that the Soviets with their stress on
security will not usually allow a member of one network to know of the
existence of another network so that in the event one network is detected,
the other will not be compromised. It will be recalled that Gold's protest
to Yakovlev about contacting Greenglass in Albuquerque went unheeded. The
Soviets undoubtedly found good reason to regret this error in judgment.
A nuclear chemist testified that from 1944 to 1947 he was associated with
the atom bomb project at Los Alamos. He stated that his own work was
related to implosion research and classified secret. He further stated
that he would go to the machine shop, furnish sketches to the supervisor
of the shop and determine what was needed. The nuclear chemist recalled
seeing David Greenglass in the machine shop. He identified the sketches
prepared by David Greenglass at the trial and entered as exhibits
reasonably accurate replicas of the type of sketches he, himself,
submitted to the machine shop. These specimens could have been of value to
a foreign power, the nuclear chemist stated, and would reveal to any
expert what was going on at Los Alamos and indicate to the expert its
relation to the atom bomb.
Elitcher Testifies
Elitcher testified that he first met Sobell while both were attending a
high school in New York City. He further stated that he and Sobell also
attended college together in New York from 1934 to 1938. Elitcher
graduated with a bachelor's degree in electrical engineering and pointed
out that Julius Rosenberg also studied engineering at the same college
during this same period. Elitcher saw Sobell daily at school but saw
Rosenberg less frequently. After graduating, Elitcher was employed with
the Bureau of Ordnance, Navy Department, Washington, D.C., from November,
1938, until October, 1948.
In December, 1938, Elitcher resided in Washington, D.C. During December of
that year Sobell came to Washington and stayed at a house next to
Elitcher's place of residence. In April or May, 1939, Elitcher and Sobell
took up residence in a private home, and in May of 1940, they moved into
an apartment. During the period they lived together Sobell was also
employed at the Bureau of Ordnance. In September, 1941, Sobell left his
employment to go to a university in Michigan in order to continue his
studies.
Elitcher further advised that during the period he lived with Sobell they
had conversations concerning the Communist Party and that, at Sobell's
request, Elitcher joined the Young Communist League. About September,
1939, Elitcher attended a meeting with Sobell at which there was a
discussion about forming a branch of the Communist Party. This branch was
formed and Elitcher joined the Communist Party at the end of 1939.
Meetings of this group were held at the homes of various members and dues
were paid to the chairman of the group. Elitcher stated that Sobell was
the first chairman of the group. At meetings, discussions were conducted
of news events based on the "Daily Worker" and literature such as "The
Communist." The group also discussed Marxist and Leninist theory.
Suggestions were made to the members to join the American Peace
Mobilization and to assist the American Youth Congress convention.
Discussions were also held concerning the Hitler-Stalin Pact, and members
were instructed to strive to get support of other people for the Russian
position. Elitcher continued to go to these meetings until September,
1941. In 1942, Communist Party branches were formed which contained groups
of employees from particular Government agencies, and Elitcher joined the
Navy branch of the Communist Party.
Elitcher testified that around June, 1944, he received a telephone call
from Julius Rosenberg who identified himself as a former college classmate
of Elitcher. At Elitcher's invitation Rosenberg visited the Elitcher home
the same evening. Rosenberg told Elitcher what the Soviet Union was doing
in the war effort and stated that some war information was being denied
that country. Rosenberg pointed out, however, that some people were
providing military information to assist the Soviet Union. Rosenberg asked
Elitcher to supply him with plans, reports, or books regarding new
military equipment and anything Elitcher thought would be of value to the
Soviet Union, pointing out that the final choice for the Soviet Union of
the value of the information would not be up to Elitcher, but that the
information would be evaluated by someone else.
In September, 1944, Elitcher went on a one-week vacation in a state park
in West Virginia with Morton Sobell and his future wife. During this
vacation, Elitcher told Sobell about Rosenberg's visit and request for
information to be given to the Soviet Union. When he remarked that
Rosenberg had said Sobell was helping in this, Sobell became angry and
said that Rosenberg should not have mentioned his name.
In the summer of 1945, Elitcher was in New York on vacation and stayed at
the apartment of Julius Rosenberg. Rosenberg mentioned to Elitcher that
Rosenberg had been dismissed from his employment for security reasons and
that his membership in the Communist Party seemed to be the basis of the
case against him. Rosenberg had been worried about this matter because he
thought his dismissal might have had some connection to his espionage
activity, but he was relieved when he found out it concerned only his
Communist activity.
Elitcher also testified that in September, 1945, Rosenberg came to
Elitcher's home and told him that even though the war was over, Russia's
need for military information continued. Rosenberg asked Elitcher about
the type of work he was doing, and Elitcher told him he was working on
sonar and anti-submarine fire-control devices.
In the early part of 1946, Elitcher visited an electric company in
connection with official business and stayed at the home of Sobell in
Schenectady. At the time, Sobell was working at this electric company. On
this occasion Sobell and Elitcher discussed their work.
Later that year Elitcher again saw Sobell, and Sobell asked about an
ordnance pamphlet, but Elitcher said it was not yet ready. Sobell
suggested that Elitcher see Rosenberg again.
At the end of 1946 or in 1947, Elitcher telephoned Rosenberg and said he
would like to see him. At this time Rosenberg advised Elitcher that there
had been some changes in the espionage work, that he felt there was a
leak, and that Elitcher should not come to see him until further notice.
He also advised Elitcher to discontinue his Communist activities.
Elitcher testified that in 1947, Sobell had secured employment at an
instrument company in New York City doing classified work for the Armed
Forces. Elitcher saw Sobell there several times and on one occasion had
lunch with him at a restaurant in New York City. Sobell asked Elitcher on
this occasion if he knew of any progressive students or graduates and if
so, whether he would put Sobell in touch with them. Elitcher said he did
not know any.
In October, 1948, Elitcher left the Bureau of Ordnance and went to work
for the instrument company in New York City where Sobell was employed. He
lived in a house in Flushing, New York, and Sobell lived on a street
behind him. They went to work together in a car pool. During a trip home
from work one evening, Sobell again asked Elitcher about individuals
Elitcher might know who would be progressive. Sobell pointed out to
Elitcher that because of security measures being taken by the Government,
it was necessary to find students to provide information whom no one would
suspect.
Elitcher further testified that prior to leaving the Bureau of Ordnance,
he had discussed with Sobell his desire to secure new employment during a
visit Elitcher made to New York City in the summer of 1948. Sobell told
Elitcher not to leave the Bureau of Ordnance until Elitcher had talked to
Rosenberg.
Thereafter, Sobell made an appointment for Elitcher to meet with
Rosenberg. They met on the street in New York, and Rosenberg told Elitcher
that it was too bad Elitcher had decided to leave because Rosenberg needed
someone to work at the Bureau of Ordnance for espionage purposes. Sobell
was present at this meeting and urged Elitcher to stay at the Bureau of
Ordnance. Rosenberg and Elitcher then had dinner together at a restaurant
in New York City where they continued to talk about Elitcher's desire to
leave his job. Rosenberg wanted to know where important defense work was
being done, and Elitcher mentioned laboratories at Whippany, New Jersey.
Rosenberg suggested that possibly Elitcher could take courses at college
to improve his status.
Elitcher also testified that in July, 1948, he took a trip to New York
City by car during which he believed he was being followed. He proceeded
to Sobell's home and told him of his suspicion. Later that evening, Sobell
mentioned to Elitcher that he had some information for Rosenberg which was
too valuable to destroy, and he wanted to get it to Rosenberg that night.
He requested Elitcher to accompany him.
Elitcher observed Sobell take a 35-millimeter film container with him and
place it in the glove compartment of Sobell's car. Sobell and he then
drove to a building in New York City and parked on Catherine Street.
Sobell took the container out of the glove compartment and left. When he
returned, Elitcher asked him what Rosenberg thought of Elitcher's
suspicion that he was being followed, and Sobell answered that Rosenberg
thought it was nothing to worry about.
Elitcher testified that Sobell possessed a camera, some 35-mm film and an
enlarger, and that all of the material Sobell worked on in his various
places of employment was classified. He stated he last saw Sobell in June,
1950.
On cross-examination, Elitcher recalled that during Rosenberg's visit to
his house in June, 1944, which was after D-Day, Rosenberg mentioned that
he had a drink with a Russian in celebration of this event. Elitcher
testified that Rosenberg contacted him at least nine times from 1944 to
1948 in an attempt to persuade him to obtain information for him, but that
he always put Rosenberg off. In 1948, Elitcher told Rosenberg that he
definitely would not cooperate with him.
Bentley Testifies
Elizabeth Bentley, a confessed former Communist, testified that she was a
member of the Harlem section of the Communist Party from 1935 to 1938. In
July, 1938, she secured a job in the Italian Library of Information, and
for the remainder of that year was instructed to go underground and to
pretend not to know other Communists. While employed there, she came to
know Feruccio Marini, a Communist Party official who handled Italian
Communist activity in the United States. She knew Marini under the name of
F. Brown. In October, 1938, she met Jacob Golos through Marini. Golos was
in the Communist underground and operated World Tourist, Inc., a travel
agency set up in 1927 by the Communist Party. Until his death in November,
1943, Golos had been a member of the three-man control commission of the
Communist Party in the United States.
According to Bentley, the Communist Party of the United States was part of
Communist International. After Golos died, Bentley had other contacts, the
last one being Anatole Gromov, First Secretary of the Soviet Embassy in
the United States; her final contact with Gromov being in December, 1945.
She stated that the information which Golos had obtained was passed on to
the Soviet Embassy.
After Golos died, Bentley's duties consisted of collecting information
from Communists employed in the U.S. Government and passing it on through
Communist superiors to Moscow. She stated that the Communist Party in the
United States served the interests of Moscow. She revealed that she
transmitted orders to Earl Browder from Moscow which he had to accept.
Pointing out the close relationship between the Communist Party in this
country and Communist International, Bentley stated that this close
relationship was preached at Communist Party meetings. Any member who did
not adhere to the Party line, as dictated by Communist International in
Moscow, was expelled. She revealed that all of her contacts in her work
were obtained from the Communist Party.
In the summer of 1945, Bentley reported to the Federal Bureau of
Investigation (FBI) all her activities and was asked if she would continue
her activities under FBI guidance, which she did until the spring of 1947.
Bentley stated that, during her association with Golos, she became aware
of the fact that Golos knew an engineer, named "Julius." In the fall of
1942, she accompanied Golos to Knickerbocker Village but remained in his
automobile. She saw Golos conferring with Julius on the street but at some
distance. From conversations with Golos, she learned that Julius lived in
Knickerbocker Village. She also stated that she had telephone
conversations with Julius from the fall of 1942 until November, 1943.
In interviews with FBI Agents, Bentley had described Julius as being about
5'10", slim, and wearing glasses. She had also advised that he was the
leader of a Communist cell of engineers which was turned over to Golos for
Soviet espionage purposes. Julius was to be the contact between Golos and
the group. Golos believed this cell of engineers was capable of
development.
Investigation by the FBI disclosed that Julius Rosenberg resided in a
development known as Knickerbocker Village, was 5'10" tall, slim, and wore
glasses. Bentley, however, was unable to make a positive identification of
Julius.
Julius and Ethel Rosenberg testified and denied all espionage allegations
against them. They admitted having a console table, but denied it was a
gift from the Russians, as claimed by David Greenglass and his wife. They
stated that they bought the table at a New York City department store in
1944 or 1945. On cross-examination, they were asked questions as to their
Communist affiliations but refused to answer on the grounds of self-
incrimination.
On March 28, 1951, counsel for each side summed up their respective case
to the jury. On March 29, 1951, the jury rendered a verdict of guilty
against the three defendents, Julius and Ethel Rosenberg, and Morton
Sobell.
On April 5, 1951, the following sentences were imposed: Julius Rosenberg,
death, such sentence to be carried out during the week of May 21, 1951;
Ethel Rosenberg, death, such sentence to be carried out during the week of
May 21, 1951; and Morton Sobell, imprisonment for a term of 30 years.
Communist Party Front Activities And Propaganda On Behalf Of The Rosenbergs
The desperate legal struggle waged on behalf of the Rosenbergs was matched
in intensity by an extraordinary propaganda drive to "Save the
Rosenbergs." Significantly, the Communists' frenzied effort to rescue the
Rosenbergs from what they termed "legal murder" was deferred for more than
a year after their arrests and for more than four months after they had
been found guilty in a trial which the Communists later called a
"monstrous frame-up" and "a travesty of justice."
At first the Rosenberg trial went completely unnoticed in the usually
vigilant Communist Party press. Not a word about the alleged Rosenberg
"frame-up" appeared in the "Daily Worker" until the day after the jury
returned a verdict of guilty. Moreover, the Party's first public
recognition of the Rosenberg case gave no hint whatever of the tremendous
propaganda storm that the Communists would later raise over the
Rosenbergs. Buried inconspicuously on page 9 of the March 30, 1951, "Daily
Worker," the Rosenberg conviction was reported in routine fashion.
No further notice appeared in the "Daily Worker" concerning the Rosenberg
case until April 6, 1951, when it was announced under a feature headline
as follows: "Rosenbergs Sentenced to Death, Made Scapegoats for Korean
War." The article, noting that the Rosenbergs were parents of two small
children, appeared to be aimed chiefly at condemning the severity of the
sentence, rather than the verdict itself. The word "frame-up," later to
become virtually synonymous with the Rosenberg trial in Communist
propaganda, was not yet used. In the same issue of the "Daily Worker," a
front-page editorial charging that American "panic mongers" were
deliberately trying to create an atmosphere of war made several oblique
references to the Rosenberg case without, however, directly questioning
the verdict.
It was not until midsummer of 1951 that the propaganda campaign on behalf
of the Rosenbergs began in earnest. Even at this late date, the Communist
Party did not immediately commit itself to the task of vindicating the
Rosenbergs and exposing the "hideous plot" against them. Instead, the
campaign was intitiated in the form of a series of articles in the
"National Guardian." This publication was described in 1949 by the
California Committee on Un-American Activities as notoriously Stalinist in
its staff, writers, management, and content.
It is evident that the clemency drive on behalf of the Rosenbergs was from
the beginning a highly artificial affair, and was carefully promoted
rather than a spontaneous public reaction which the Communist press sought
to show. This was indicated from the mere fact that the "Daily Worker" was
about to print the names and addresses of hundreds of clergymen and
intellectuals who had written to the President asking for clemency. Unless
the National Committee to Secure Justice in the Rosenberg Case (NCSJRC),
or the Communist Party, had solicited such letters themselves, the Party
press would have had no way of knowing who had written to the White House
except in a few isolated incidents. At a number of rallies sponsored by
the NCSJRC, individuals in attendance were handed telegrams, post cards,
or letters which were completely filled out and addressed to the President
and which lacked only a signature. In addition, it was reported that
representatives of the NCSJRC conducted intensive house-to-house canvasses
in an effort to obtain signatures for clemency petitions.
From December 27, 1952, to January 17, 1953, a continuous round-the-clock
picket line was maintained by Rosenberg sympathizers at the White House
during the period that former President Truman was presumably studying a
plea for executive clemency. This "White House Clemency Vigil" was called
off on January 17, 1953, after more than 500 consecutive hours, only when
it became evident that President Truman would not rule on the petition for
clemency prior to his retirement from office. According to the "Daily
Worker," this affair climaxed on January 5, 1953, when more than 2,000
persons from 22 states arrived at the District of Columbia to take part in
the "vigil."
As the final legal moves were being made by the Rosenbergs' defense
attorneys, thousands of pickets formed around the White House in June,
1953. The majority of these pickets poured into Washington, D.C., from New
York City, where the NCSJRC had arranged for several special "clemency
trains" to carry these Rosenberg sympathizers to the Nation's Capital.
The picketing at the White House began at approximately 1:30 p.m. on June
14; at 4:00 p.m. the pickets marched to Ninth Street and Constitution
Avenue, Northwest, where the NCSJRC held a "prayer meeting" at which the
Rosenbergs were eulogized by officials of the Committee and several
clergymen.
An official count of the pickets by the Washington, D.C., Metropolitan
Police Department indicated that there were approximately 6,800 persons
involved in this attempt to pressure the President of the United States
into granting clemency for the convicted atom spies. The NCSJRC's own
estimate of the number of pickets was set at 13,000.
Following this "prayer meeting," the majority of pickets returned to New
York City, leaving a small handful of pickets to continue the "24-hour
vigil" at the White House. The picketing of the White House continued
until June 17, 1953, when after the U.S. Supreme Court recessed for the
summer, one of the Supreme Court justices announced that he had granted a
stay of execution in order that new points of law brought before him by
defense attorneys could be heard by the lower courts.
Upon receiving the news that the Government was successful in petitioning
for an extraordinary session of the U.S. Supreme Court, the NCSJRC went
into action and again sent pickets to parade before the White House. The
picketing continued until the execution of the Rosenbergs was announced at
approximately 8:45 p.m. on June 19, 1953, at which time about 500 pickets
were on hand at the White House.
This case has been used by Communist Parties thoughout the world for
propaganda purposes against the United States. American embassies in
Canada and Europe were flooded with petitions for clemency by various
people and organizations. During the last few days prior to the execution
of the Rosenbergs, demonstrations were held in major capitals of Europe,
such as Paris, Rome and London. In a news release on June 20, 1953,
foreign reaction to the execution was reported as follows: " 'Paris -
Communist-led groups swarmed through European streets last night and early
today in generally orderly demonstrations protesting the execution of atom
spies Julius and Ethel Rosenberg. A French teenager was shot and wounded
and 386 persons were arrested in Paris."
Court Action Following Convictions
The Communists employed every conceivable trick in their efforts to aid
the atom spies, including high-pressuring the courts by innumerable
appeals. The case was dragged out for a period in excess of two years.
On February 11, 1953, President Dwight D. Eisenhower denied the petition
for executive clemency filed by the Rosenbergs. In denying this petition,
President Eisenhower stated, "These two individuals have been tried and
convicted of a most serious crime against the people of the United States.
They have been found guilty of conspiring with intent and reason to
believe that it would be to the advantage of a foreign power, to deliver
to the agents of that foreign power certain highly secret atomic
information relating to the national defense of the United States. The
nature of the crime for which they have been found guilty and sentenced
far exceeds that of the taking of the life of another citizen; it involves
the deliberate betrayal of the entire Nation and could very well result in
the death of many, many thousands of innocent citizens. By their act these
two individuals have, in fact, betrayed the cause of freedom for which
free men are fighting and dying at this very hour."
President Eisenhower continued, "The courts have provided every
opportunity for the submission of evidence bearing on this case. In this
time-honored tradition of American justice, a freely selected jury of
their fellow citizens considered the evidence in this case and rendered
its judgement. All rights of appeal were exercised and the conviction of
the trial court was upheld after full judicial review, including that of
the highest court in the land. I have made a careful examination into this
case, and I am satisfied that the two individuals have been accorded their
full measure of justice. There has been neither new evidence nor have
there been mitigating circumstances which would justify altering this
decision and I have determined that it is my duty, in the interest of the
people of the United States, not to set aside the verdict of their
representatives.
On May 29, 1953, the District Judge set the date of execution of the
Rosenbergs for the week of June 15, 1953. At the time, the usual execution
date at Sing Sing Prison was Thursday night, which meant the Rosenbergs
were scheduled to die on June 18, 1953.
Still, additional appeals both to the Circuit Court of Appeals for the
Second Circuit and the U.S. Supreme Court followed.
Finally, on June 16, 1953, a Justice of the U.S. Supreme Court requested
the Rosenberg defense attorneys to submit their petitions for a stay of
execution in writing. On that date, two attorneys appeared at the Supreme
Court and attempted to file petitions for a writ of habeas corpus on
behalf of the Rosenbergs. Their action in attempting to file these writs
was opposed by attorneys for the Rosenbergs. These petitions for a writ of
habeas corpus were heard by the Supreme Court Justice in his chambers.
The main issue made in the petition was that, under the 1946 Atomic Energy
Act, the death sentence might be imposed only upon the recommendation of
the jury and then only when the defendants were charged with intent to
injure the United States. It was argued that, inasmuch as the conspiracy
for which the Rosenbergs were convicted commenced in 1944 and existed
until 1950, the provisions of the Atomic Energy Act applied to the
sentencing, rather than the provisions of the Espionage Act of 1917.
On June 17, 1953, a stay of execution was granted by this Justice in order
that the question raised could be argued in the District Court and more
evidence received in order to determine whether there was merit to the
argument.
On June 19, 1953, a special session of the U.S. Supreme Court, which had
been called by the Chief Justice, vacated the stay of execution granted
two days previously.
On June 19, 1953, the President of the United States refused to grant
executive clemency to Julius and Ethel Rosenberg. In this refusal, the
President stated, "Since its original review proceedings in the Rosenberg
case by the Supreme Court of the United States, the courts have considered
numerous further proceedings challenging the Rosenberg convictions and the
sentences imposed. Within the last two days, the Supreme Court, convened
in a special session, has again reviewed a further point which one of the
justices felt the Rosenbergs should have an opportunity to present. This
morning the Supreme Court ruled that there was no substance to this point.
I am convinced that the only conclusion to be drawn from a history of this
case is that the Rosenbergs have received the benefit of every safeguard
which American justice can provide. There is no question in my mind that
their original trial and the long series of appeals constitute the fullest
measure of justice and due process of law. Throughout the innumerable
complications and technicalities of this case, no judge has ever expressed
any doubt that they committed most serious acts of espionage. Accordingly,
only most extraordinary circumstances would warrant executive intervention
in this case. I am not unmindful of the fact that this case has aroused
grave concern both here and abroad. In this connection, I can only say
that by immeasurably increasing the chances of atomic war the Rosenbergs
may have condemned to death tens of millions of innocent people all over
the world. The execution of two human beings is a grave matter, but even
graver is the thought of the millions of dead whose death may be directly
attributable to what these spies have done."
The President continued, "When democracy's enemies have been judged guilty
of a crime as horrible as that of which the Rosenbergs were convicted;
when the legal processes of democracy have been marshaled to their maximum
strength to protect the lives of convicted spies; when in their most
solemn judgment the tribunals of the United States have adjudged them
guilty and the sentence just, I will not intervene in this matter."
At 8:05 p.m. on June 19, 1953, Julius Rosenberg was executed at Sing Sing
Prison, Ossining, New York. At 8:15 p.m. on the same date, Ethel Rosenberg
was executed at Sing Sing Prison.
David Greenglass, who received a 15-year sentence after a guilty plea, was
released from Federal prison on November 16, 1960. He was required to
report periodically to a parole officer until November, 1965.
CHAPTER 30
GEORGE JOHN DASCH AND THE NAZI SABOTEURS
Shortly after midnight on the morning of June 13, 1942, four men landed on
a beach near Amagansett, Long Island, New York, from a German submarine,
clad in German uniforms and bringing ashore enough explosives, primers,
and incendiaries to support an expected two-year career in the sabotage of
American defense-related production. On June 17, 1942, a similar group
landed on Ponte Vedra Beach, near Jacksonville, Florida, equipped for a
similar career in industrial disruption.
The purpose of the invasions was to strike a major blow for Germany by
bringing the violence of war to our home ground through destruction of
America's ability to manufacture vital equipment and supplies and
transport them to the battlegrounds of Europe; to strike fear into the
American civilian population, and diminish the resolve of the United
States to overcome our enemies.
By June 27, 1942, all eight saboteurs had been arrested without having
accomplished one act of destruction. Tried before a Military Commission,
they were found guilty. One was sentenced to life imprisonment, another to
thirty years, and six received the death penalty, which was carried out
within a few days.
The magnitude of the euphoric expectation of the Nazi war machine may be
judged by the fact that, in addition to the large amount of material
brought ashore by the saboteurs, they were given $175,200 in United States
currency to finance their activities. On apprehension, a total of $174,588
was recovered by the FBI -- the only positive accomplishment of eight
trained saboteurs in those two weeks was the expenditure of $612 for
clothing, meals, lodging, and travel, as well as a bribe of $260.
So shaken was the German intelligence service that no similar sabotage
attempt was ever again made. The German naval high command did not again
allow a valuable submarine to be risked for a sabotage mission.
On September 1, 1939, World War II opened in Europe with the invasion of
Poland by Nazi Germany. The United States remained neutral until drawn
into the world conflict by the Japanese attack on Pearl Harbor on December
7, 1941. War was declared against Japan by the United States on December
8, 1941; and, on the 11th, Germany and Italy declared war against the
United States.
During the early months of the war, the major contributions of the United
States to oppose the Nazi war machine involved industrial production,
equipment, and supplies furnished to those forces actively defending
themselves against the German armed forces. That industrial effort was
strong enough to generate frustration, perhaps indignation, among the Nazi
high command; and the order was given, allegedly by Hitler himself, to
mount a serious effort to reduce American production.
German intelligence settled on sabotage as the most effective means of
diminishing our input. In active charge of the project was Lieutenant
Walter Kappe, attached to Abwehr-2 (Intelligence 2) who had spent some
years in the United States prior to the war and had been active in the
German-American Bund and other efforts in the United States to
propagandize and win adherents for Nazism among German Americans and
German immigrants in America. Kappe was also an official of the Ausland
Institute, which, prior to the war, organized Germans abroad into the
Nationalsozialistiche Deutshe Arbeiterpartei, the NSDAP or Nazi Party, and
during the conflict, Ausland kept track of and in touch with persons in
Germany who had returned from abroad. Kappe's responsibility concerned
those who had returned from the United States.
Early in 1942, he contacted, among others, those who ultimately undertook
the mission to the United States. Each consented to the task, apparently
willingly, although unaware of the specific assignment. Most of the
potential saboteurs were taken from civilian jobs, but two were in the
German army.
The trainees, about twelve in all, were told of their specific mission
only when they entered a sabotage school established near Berlin which
instructed them in chemistry, incendiaries, explosives, timing devices,
secret writing, and concealment of identity by blending into an American
background. The intensive training included the practical use of the
techniques under realistic conditions.
Subsequently, the saboteurs were taken to aluminum and magnesium plants,
railroad shops, canals, locks, and other facilities to familiarize them
with the vital points and vulnerabilities of the types of targets they
were to attack. Maps were used to locate those American targets, spots
where railroads could be most effectively disabled, the principal aluminum
and magnesium plants, and important canals, waterways, and locks. All
instructions had to be memorized.
On May 26, 1942, the first group of four saboteurs left by submarine from
the German base at Lorient, France, and on May 28, the next group of four
departed the same base. Each was destined to land at points on the
Atlantic Coast of the United States familiar to the leader of that group.
Four men, led by George John Dasch, age 39, landed on a beach near
Amagansett, Long Island, New York, about 12:10 a.m., June 13, 1942.
Accompanying Dasch were Ernest Peter Burger, 36; Heinrich Harm Heinck, 35;
and Richard Quirin, 34.
On June 17, 1942, the other group landed at Ponte Vedra Beach, Florida,
south of Jacksonville. The leader was Edward John Kerling, age 33; with
Werner Thiel, 35; Herman Otto Neubauer, 32 (no photo available); and
Herbert Hans Haupt, 22. Both groups landed wearing complete or partial
German uniforms to ensure treatment as prisoners of war rather than as
spies if they were caught in the act of landing.
Having landed unobserved, the uniforms were quickly discarded, to be
buried with the sabotage material (which was intended to be later
retrieved), and civilian clothing was donned. The saboteurs quickly
dispersed. The Florida group made their way to Jacksonville, then by train
to Cincinnati, with two going on to Chicago and the other pair to New York
City.
The Long Island group was less fortunate; scarcely had they buried their
equipment and uniforms, in fact, one still wore bathing trunks, when a
Coast Guardsman patrolling the shore approached. He was unarmed and very
suspicious of them, more so when they offered him a bribe to forget they
had met. He ostensibly accepted the bribe to lull their fears and promptly
reported the incident to his headquarters. However, by the time the search
patrol located the spot, the saboteurs had reached a railroad station and
had taken a train to New York City.
Dasch's resolution to be a saboteur for the Fatherland faltered -- perhaps
he thought the whole project so grandiose as to be impractical and wanted
to protect himself before some of his companions took action on similar
doubts. He indicated to Burger his desire to confess everything.
On the evening of June 14, 1942, Dasch, giving the name "Pastorius" called
the New York Office of the FBI stating he had recently arrived from
Germany and would call FBI Headquarters when he was in Washington, D.C.,
the following week. On the morning of Friday, June 19, a call was received
at the FBI, Washington, from Dasch, then registered at a Washington hotel.
He alluded to his prior call as "Pastorius" (of which Headquarters was
aware) and furnished his location. He was immediately contacted and taken
into custody.
During the next several days he was thoroughly interrogated and he
furnished the identities of the other saboteurs, possible locations for
some, and data which would enable their more expeditious apprehension.
The three remaining members of the Long Island group were picked up in New
York City on June 20. Of the Florida group, Kerling and Thiel were
arrested in New York City on June 23, and Neubauer and Haupt were arrested
in Chicago on June 27.
The eight were tried before a Military Commission, comprised of seven U.S.
Army officers appointed by President Roosevelt, from July 8, to August 4,
1942. The trial was held in the Department of Justice Building,
Washington, D.C. The prosecution was headed by Attorney General Frances
Biddle and the Army Judge Advocate General, Major General Myron C. Cramer.
Defense counsel included Colonel Kenneth C. Royall (later Secretary of War
under President Truman) and Major Lausen H. Stone (son of Harlan Fiske
Stone, the Chief Justice of the U.S. Supreme Court).
All eight were found guilty and sentenced to death. Attorney General
Biddle and J. Edgar Hoover appealed to President Roosevelt to commute the
sentences of Dasch and Burger. Dasch then received a 30-year sentence, and
Burger received a life sentence, both to be served in a federal
penitentiary. The remaining six were executed at the District of Columbia
Jail on August 8, 1942.
The eight men had been born in Germany and each had lived in the United
States for substantial periods. Burger had become a naturalized American
in 1933. Haupt had entered the United States as a child, gaining
citizenship when his father was naturalized in 1930.
Dasch had joined the Germany army at the age of 14 and served about 11
months as a clerk during the conclusion of World War I. He had enlisted in
the U.S. Army in 1927, and received an honorable discharge after a little
more than a year of service.
Quirin and Heinck had returned to Germany prior to the outbreak of World
War II in Europe, and the six others subsequent to September 11, 1939, and
before December 7, 1941, apparently feeling their first loyalty was to the
country of their birth.
Postwar debriefing of German personnel and examination of records
confirmed that no other attempt was made to land saboteurs by submarine;
though in late 1944, two persons, William Curtis Colepaugh and Erich
Gimpel, were landed as spies from a German submarine on the coast of Maine
in a rather desperate attempt to secure information. They, too, were
quickly apprehended by the FBI before accomplishing any part of their
mission.
In April, 1948, President Truman granted executive clemency to Dasch and
Burger on condition of deportation. They were transported to the American
Zone of Germany, the unexecuted portions of their sentences were suspended
upon such conditions with respect to travel, employment, political, and
other activities as the Theater commander might require, and they were
freed.
Although many allegations of sabotage were investigated by the FBI during
World War II, not one instance was found of enemy-inspired sabotage. Every
suspect act traced to its source was the result of vandalism, pique,
resentment, a desire for relief from boredom, the curiosity of children
"to see what would happen," or other personal motive.
CHAPTER 31
DUQUESNE SPY RING
On January 2, 1942, 33 members of a Nazi spy ring headed by Frederick
Joubert Duquesne were sentenced to serve a total of over 300 years in
prison. They were brought to justice after a lengthy espionage
investigation by the FBI. William Sebold, who had been recruited as a spy
for Germany, was a major factor in the FBI's successful resolution of this
case through his work as a double agent for the United States.
A native of Germany, William Sebold served in the German army during World
War I. After leaving Germany in 1921, he worked in industrial and aircraft
plants throughout the United States and South America. On February 10,
1936, he became a naturalized citizen of the United States.
Sebold returned to Germany in February, 1939, to visit his mother in
Mulheim. Upon his arrival in Hamburg, Germany, he was approached by a
member of the Gestapo who said that Sebold would be contacted in the near
future. Sebold proceeded to Mulheim where he obtained employment.
In September, 1939, a Dr. Gassner visited Sebold in Mulheim and
interrogated him regarding military planes and equipment in the United
States. He also asked Sebold to return to the United States as an
espionage agent for Germany. Subsequent visits by Dr. Gassner and a "Dr.
Renken," later identified as Major Nickolaus Ritter of the German Secret
Service, persuaded Sebold to cooperate with the Reich because he feared
reprisals against family members still living in Germany.
Since Sebold's passport has been stolen shortly after his first visit from
Dr. Gassner, Sebold went to the American Consulate in Cologne, Germany, to
obtain a new one. While doing so, Sebold secretly told personnel of the
American Consulate about his future role as a German agent and expressed
his wish to cooperate with the FBI upon his return to America. Sebold
reported to Hamburg, Germany, where he was instructed in such areas as
preparing coded messages and microphotographs. Upon completion of
training, he was given five microphotographs containing instructions for
preparing a code and detailing the type of information he was to transmit
to Germany from the United States. Sebold was told to retain two of the
microphotographs and to deliver the other three to German operatives in
the United States. After receiving final instructions, including using the
assumed name of "Harry Sawyer," he sailed from Genoa, Italy, and arrived
in New York City on February 8, 1940.
The FBI previously had been advised of Sebold's expected arrival, his
mission, and his intentions to assist them in identifying German agents in
the United States. Under the guidance of Special Agents, Sebold
established residence in New York City as Harry Sawyer. Also, an office
was established for him as a consultant diesel engineer, to be used as a
cover in establishing contacts with members of the spy ring. In selecting
the office for Sebold, FBI Agents ensured that they could observe any
meetings taking place there.
In May, 1940, a shortwave radio-transmitting station operated by FBI
Agents on Long Island established contact with the German Shortwave
station abroad. This radio station served as a main channel of
communication between German spies in New York City and their superiors in
Germany for 16 months. During this time, the FBI's radio station
transmitted over 300 messages to Germany, and received 200 messages from
Germany.
Sebold's success as a counterespionage agent against Nazi spies in the
United States is demonstrated by the successful prosecution of the 33
German agents in New York. Of those arrested on the charge of espionage,
19 pleaded guilty. The 14 men who entered pleas of not guilty were brought
to trial in Federal District Court, Brooklyn, New York, on September 3,
1941; and they were all found guilty by jury of December 13, 1941.
The activities of each of these convicted spies and Sebold's role in
uncovering their espionage activities for the Reich follow.
Frederick Joubert Duquesne
Born in Cape Colony, South Africa, on September 21, 1877, Frederick
Joubert Duquesne emigrated from Hamilton, Bermuda, to the United States in
1902 and became a naturalized U.S. citizen on December 4, 1913. Duquesne
was implicated in fraudulent insurance claims, including one that resulted
from a fire aboard the British steamship Tennyson which caused the vessel
to sink on February 18, 1916. When he was arrested on November 17, 1917,
he had in his possession a large file of news clippings concerning bomb
explosions on ships, as well as a letter from the Assistant German Vice
Consul at Managua, Nicaragua. The letter indicated that "Captain Duquesne"
was "one who has rendered considerable service to the German cause."
When Sebold returned to the United States in February, 1940, Duquesne was
operating a business known as the "Air Terminals Company" in New York
City. After establishing his first contact with Duquesne by letter, Sebold
met with him in Duquesne's office. During their initial meeting, Duquesne,
who was extremely concerned about the possibility of electronic
surveillance devices being present in his office, gave Sebold a note
stating that they should talk elsewhere. After relocating to an Automat,
the two men exchanged information about members of the German espionage
system with whom they had been in contact.
Duquesne provided Sebold with information for transmittal to Germany
during subsequent meetings, and the meetings which occurred in Sebold's
office were filmed by FBI Agents. Duquesne, who was vehemently anti-
British, submitted information dealing with national defense in America,
the sailing of ships to British ports, and technology. He also regularly
received money from Germany in payment for his services.
On one occasion, Duquesne provided Sebold with photographs and
specifications of a new type of bomb being produced in the United States.
He claimed that he secured that material by secretly entering the DuPont
plant in Wilmington, Delaware. Duquesne also explained how fires could be
started in industrial plants. Much of the information Duquesne obtained
was the result of his correspondence with industrial concerns.
Representing himself as a student, he requested data concerning their
products and manufacturing conditions.
Duquesne was brought to trial and was convicted. He was sentenced to serve
18 years in prison on espionage charges, as well as a 2-year concurrent
sentence and payment of a $2,000 fine for violation of the Registration
Act.
Paul Bante
A native of Germany, Paul Bante served in the German army during World War
I. He came to the United States in 1930 and became a naturalized U.S.
citizen in 1938.
Bante, formerly a member of the German-American Bund, claimed that Germany
put him in contact with one of their operatives, Paul Fehse, because of
Bante's previous association with a Dr. Ignatz T. Griebl. Before fleeing
to Germany to escape prosecution, Dr. Griebl had been implicated in a Nazi
spy ring with Guenther Gustave Rumrich, who was tried on espionage charges
in 1938.
Bante assisted Paul Fehse in obtaining information about ships bond for
Britain with war materials and supplies. Bante claimed that as a member of
the Gestapo his function was to create discontent among union workers,
stating that every strike would assist Germany.
Sebold met Bante at the Little Casino Restaurant, which was frequented by
several members of this spy ring. During one such meeting, Bante advised
that he was preparing a fuse bomb, and he subsequently delivered dynamite
and detonation caps to Sebold.
Entering a guilty plea to violation of the Registration Act, Bante was
sentenced to 18 months' imprisonment and was fined $1,000.
Max Blank
Max Blank came to the United States from Germany in 1928. Although he
never became a U.S. citizen, Blank had been employed in New York City at a
German library and at a book store which catered to German trade.
Paul Fehse, a major figure in this case, informed Germany that Blank, who
was acquainted with several members of the spy ring, could secure some
valuable information but lacked the funds to do so. Later Fehse and Blank
met with Sebold in his office. They told Sebold that Blank could obtain
details about rubberized self-sealing airplane gasoline tanks, as well as
a new braking device for airplanes, from a friend who worked in a
shipyard. However, he needed money to get the information.
Blank pleaded guilty to violation of the Registration Act. He received a
sentence of 18 months' imprisonment and a $1,000 fine.
Alfred E. Brokhoff
Alfred E. Brokhoff, a native of Germany, came to the United States in 1923
and became a naturalized citizen in 1929. He was a mechanic for the United
States Lines in New York City for 17 years prior to his arrest. Because of
his employment on the docks, he knew almost all of the other agents in
this group who were working as seamen on various ships.
Brokhoff helped Fehse secure information about the sailing dates and
cargoes of vessels destined for England. He also assisted Fehse in
transmitting this information to Germany. Also, another German agent,
George V. Leo Waalen, reported that he had received information from
Brokhoff for transmittal to Germany.
Upon conviction, Brokhoff was sentenced to serve a five-year prison term
for violation of the espionage statutes and to serve a two-year concurrent
sentence for violation of the Registration Act.
Heinrich Clausing
In September, 1934, German-born Heinrich Clausing came to the United
States, where he became a naturalized citizen in 1938. Having served on
various ships sailing from New York Harbor since his arrival in the
country, he was employed as a cook on the SS Argentine at the time of his
arrest.
Closely associated with Franz Stigler, one of the principal contact men
for this spy ring, Clausing operated as a courier. He transported
microphotographs and other material from the United States to South
American ports, from which the information was sent to Germany via Italian
airlines. He also established a mail drop in South America for expeditious
transmittal of information to Germany by mail.
Clausing was convicted and was sentenced to serve eight years for
violation of espionage statutes. He also received a two-year concurrent
sentence for violation of the Registration Act.
Conradin Otto Dold
Conradin Otto Dold came to the United States from Germany in 1926. He
became a U.S. citizen in 1934 under the Seamen's Act. Prior to his arrest,
he was Chief Steward aboard the SS Siboney of the American Export Lines.
Dold was related to people holding high positions in Germany and was
closely associated with other members of the espionage group who worked on
ships sailing from New York Harbor. As a courier, Dold carried information
from Nazi agents in the United States to contacts in neutral ports abroad
for transmittal to Germany.
Dold was sentenced to serve 10 years in prison on espionage charges and
received a 2-year concurrent sentence and a fine of $1,000 for violation
of the Registration Act.
Rudolf Ebeling
After leaving Germany for the United States in 1925, employed as a foreman
in the Shipping Department of Harper and Brothers in New York City when he
was arrested.
Ebeling obtained information regarding ship sailings and cargoes, which he
provided to Paul Fehse for transmittal to Germany. He also furnished such
information to Leo Waalen, who delivered the material to Sebold for
transmittal.
Upon conviction, Ebeling was sentenced to 5 years in prison on espionage
charges. he also received a 2-year concurrent sentence and a $1,000 fine
for violating the Registration Act.
Richard Eichenlaub
Richard Eichenlaub, who came to the United States in 1930 and became a
citizen in 1936, operated the Little Casino Restaurant in the Yorkville
Section of New York City. This restaurant was a rendezvous for many
members of this spy ring, and Eichenlaub introduced several new members
into the group.
Eichenlaub reported to the German Gestapo and often obtained information
from his customers who were engaged in national defense production.
Through Eichenlaub, dynamite was delivered to Sebold from Bante.
Having entered a plea of guilty to violation of the Registration Act,
Eichenlaub was sentenced to pay a fine of $1,000 and to serve 18 months in
prison.
Heinrich Carl Eilers
A native of Germany, Heinrich Carl Eilers came to the United States in
1923 and became a citizen in 1932. From 1933 until his arrest, he served
as a steward on ships sailing from New York City.
Eilers made a trip from New York to Washington, D.C., to obtain
information for Germany from the Civil Aeronautics Authority. His mission,
however, was unsuccessful.
At the time of his arrest in New York City by Customs authorities in June,
1940, he had in his possession 20 letters addressed to people throughout
Europe. He also had books relating to magnesium and aluminum alloys which
had been sent to him by Edmund Carl Heine, one of the principal espionage
agents in this group.
Upon conviction, Eilers received a 5-year prison sentence on espionage
charges and a concurrent sentence of 2 years' imprisonment and a $1,000
fine under the Registration Act.
Paul Fehse
In 1934, Paul Fehse left Germany for the United States, where he became a
citizen in 1938. Since his arrival in this country, he had been employed
as a cook aboard ships sailing from New York Harbor.
Fehse was one of the directing forces in this espionage group. He arranged
meetings, directed members' activities, correlated information that had
been developed, and arranged for its transmittal to Germany, chiefly
through Sebold. Fehse, who was trained for espionage work in Hamburg,
Germany, claimed he headed the Marine Division of the German espionage
system in the United States.
Having become quite apprehensive and nervous, Fehse made plans to leave
the country. He obtained a position on the SS Siboney, which was scheduled
to sail from Hoboken, New Jersey, for Lisbon, Portugal, on March 29, 1941.
He planned to desert ship in Lisbon and return to Germany.
However, before he could leave the United States, Fehse was arrested by
FBI Agents. Upon arrest, he admitted sending letters to Italy for
transmittal to Germany, as well as reporting the movements of British
ships.
On April 1, 1941, Fehse was sentenced on a plea of guilty to serve one
year and one day in prison for violation of the Registration Act. He
subsequently pleaded guilty to espionage and received a prison sentence of
15 years.
Edmund Carl Heine
A native of Germany, Edmund Carl Heine came to the United States in 1914
and became a naturalized citizen in 1920. Until 1938, he held various
positions in the foreign sales and service department of Ford Motor
Company and Chrysler Motor Corporation. His employment took him to the
West Indies, South America, Spain, and Berlin, Germany. Heine was closely
associated with Dr. Hans Luther, former German Ambassador in Washington,
D.C., and Prince Louis Ferdinand of Berlin.
Heine sent letters from Detroit, Michigan, to Lilly Stein, one of the
German spies Sebold was instructed to contact. The letters contained
detailed technical data regarding the military, aircraft construction, and
various industries. He also wrote to aircraft companies to obtain
information about their production, number of employees, and the time
required to construct military planes.
After obtaining technical books relating to magnesium and aluminum alloys,
Heine sent the materials to Heinrich Eilers. To ensure safe delivery of
the books to Germany in case they did not reach Eilers, Heine indicated
the return address on the package as the address of Lilly Stein.
Upon conviction of violating the Registration Act, Heine received a $5,000
fine and a 2-year prison sentence.
Felix Jahnke
In 1924, Felix Jahnke left Germany for the United States, where he became
a naturalized citizen in 1930. Jahnke had attended military school in
Germany and had served in the German army as a radio operator.
Jahnke and Axel Wheeler-Hill secured the services of Josef Klein, a radio
technician, in building a portable radio set for Jahnke's apartment in the
Bronx. Jahnke used this radio to transmit messages, which were intercepted
by the FBI, to Germany. He also visited the docks in New York Harbor to
obtain information about any vessels bound for England.
After pleading guilty to violation of the Registration Act, Jahnke was
sentenced to serve 20 months in prison and to pay a $1,000 fine.
Gustav Wilhelm Kaercher
Gustav Wilhelm Kaercher came to the United States in 1923, becoming a
citizen in 1931. He served in the German army during World War I and was a
former leader of the German Bund in New York. During visits to Germany, he
was seen to have worn a German army officer's uniform. At the time of his
arrest, he was engaged in designing power plants for the American Gas and
Electric Company in New York City.
Kaercher was arrested with Paul Scholtz, who had just handed Kaercher a
table of call letters and frequencies for transmitting information to
Germany by radio.
As a result of his guilty plea to charges of violating the Registration
Act, Kaercher received a $2,000 fine and a prison sentence of 22 months.
Josef Klein
A native of Germany, Josef Klein came to the United States in 1925; he did
not become a citizen. Klein, a photographer and lithographer, had been
interested in the building and operation of shortwave radio transmitters.
Klein constructed a portable shortwave radio transmitting-and-receiving
set for Felix Jahnke and Axel Wheeler- Hill. When he built the radio set,
Klein knew it would be used for transmitting messages to Germany.
Upon conviction, Klein received a sentence of five years' imprisonment on
espionage charges and a concurrent sentence of two years' imprisonment
under the Registration Act.
Hartwig Richard Kleiss
Born in Germany, Hartwig Richard Kleiss came to this country in 1925 and
became a naturalized citizen six years later. Following his arrival in the
United States, he was employed as a cook on various ships.
Kleiss obtained information for Germany, including blueprints of the SS
America which showed the locations of newly installed gun emplacements. He
included information about how guns would be brought into position for
firing. Kleiss also obtained details on the construction and performance
of new speedboats being developed by the United States Navy, which he
submitted to Sebold for transmittal to Germany.
Kleiss had originally chosen to stand trial. However, after cross-
examination, he changed his plea to guilty on charge of espionage and
received an eight-year prison sentence.
Herman W. Lang
Herman W. Lang came to the United States from Germany in 1927 and became a
citizen in 1939. He was one of the four people Sebold had been told to
contact in the United States.
Until his arrest, Lang had been employed by a company manufacturing highly
confidential materials essential to the national defense of the United
States. During a visit to Germany in 1938, Lang conferred with German
military authorities and reconstructed plans of the confidential materials
from memory.
Upon conviction, Lang received a sentence of 18 years in prison on
espionage charges and a 2-year concurrent sentence under the Registration
Act.
Evelyn Clayton Lewis
A native of Arkansas, Evelyn Clayton Lewis had been living with Frederick
Joubert Duquesne in New York City. Miss Lewis had expressed her anti-
British and anti-Semitic feelings during her relationship with Duquesne.
She was aware of his espionage activities and condoned them. While she was
not active in obtaining information for Germany, she helped Duquesne
prepare material for transmittal abroad.
Upon a guilty plea, Miss Lewis was sentenced to serve one year and one day
in prison for violation of the Registration Act.
Rene Emanuel Mezenen
Rene Emanuel Mezenen, a Frenchman, claimed U.S. citizenship through the
naturalization of his father. Prior to his arrest, he was employed as a
steward in the transatlantic clipper service.
The German Intelligence Service in Lisbon, Portugal, asked Mezenen to act
as a courier, transmitting information between the United States and
Portugal on his regular trips on the clipper. He accepted this offer for
financial gain. In the course of flights across the Atlantic, Mezenen also
reported his observance of convoys sailing for England. He also became
involved in smuggling platinum from the United States to Portugal.
Following a plea of guilty, Mezenen received an eight year prison term for
espionage and two concurrent years for registration violations.
Carl Reuper
Having come to the United States from Germany in 1929, Carl Reuper became
a citizen in 1936. Prior to this arrest, he served as an inspector for the
Westinghouse Electric Company in Newark, New Jersey.
Reuper obtained photographs for Germany relating to national defense
materials and construction, which he obtained from his employment. He
arranged radio contact with Germany through the station established by
Felix Jahnke. On one occasion, he conferred with Sebold regarding Sebold's
facilities for communicating with German authorities.
Upon conviction, Reuper was sentenced to 16 years' imprisonment on
espionage charges and 2 years' concurrent sentence under the Registration
Act.
Everett Minster Roeder
Born in the Bronx, New York, Roeder was a draftsman and designer of
confidential materials for the U.S. Army and Navy.
Sebold had delivered microphotograph instructions to Roeder, as ordered by
German authorities. Roeder and Sebold met in public places and proceeded
to spots where they could talk privately.
In 1936, Roeder had visited Germany and was requested by German
authorities to act as an espionage agent. Primarily due to monetary
rewards he would receive, Roeder agreed.
Roeder entered a guilty plea to the charge of espionage and was sentenced
to 16 years in prison.
Paul Alfred W. Scholz
A German native, Paul Scholz came to the United States in 1926 but never
attained citizenship. He had been employed in German book stores in New
York City, where he disseminated Nazi propaganda.
Scholz had arranged for Josef Klein to construct the radio set used by
Felix Jahnke and Axel Wheeler-Hill. At the time of his arrest, Scholz had
just given Gustav Wilhelm Kaercher a list of radio call letters and
frequencies. He also encouraged members of this spy ring to secure data
for Germany and arranged contacts between various German agents.
Upon conviction, Scholz was sentenced to 16 years' imprisonment for
espionage with 2 years' concurrent sentence under the Registration Act.
George Gottlob Schuh
George Schuh, a native of Germany, came to the United States in 1923. He
became a citizen in 1939 and was employed as a carpenter.
As a German agent, he sent information directly to the Gestapo in Hamburg,
Germany, from this country. Schuh had provided Alfred Brokhoff information
that Winston Churchill had arrived in the United States on the HMS George
V. He also furnished information to Germany concerning the movement of
ships carrying materials and supplies to Britain.
Having pleaded guilty to violation of the Registration Act, Schuh received
a sentence of 18 months in prison and a $1,000 fine.
Erwin Wilhelm Siegler
Erwin Siegler came to the United States from Germany in 1929 and attained
citizenship in 1936. He had served as chief butcher on the SS America
until it was taken over by the U.S. Navy.
A courier, Siegler brought microphotographic instructions to Sebold from
German authorities on one occasion. He also had brought $2,900 from German
contacts abroad to pay Lilly Stein, Duquesne, and Roeder for their
services and to buy a bomb sight. He served the espionage group as an
organizer and contact man, and he also obtained information about the
movement of ships and military defense preparations at the Panama Canal.
Subsequent to his conviction, Siegler was sentenced to 10 years'
imprisonment on espionage charges and a concurrent 2-year term for
violation of the Registration Act.
Oscar Richard Stabler
Born in Germany, Oscar Stabler came to this country in 1923 and became a
citizen in 1933. He had been employed primarily as a barber aboard
transoceanic ships.
In December, 1940, British authorities in Bermuda found a map of Gibraltar
in his possession. He was detained for a short period before being
released.
A close associate of Conradin Otto Dold, Stabler served as a courier,
transmitting information between German agents in the United States and
contacts abroad.
Stabler was convicted and sentenced to serve five years in prison for
espionage and a two-year concurrent term under the Registration Act.
Heinrich Stade
Heinrich Stade came to the United States from Germany in 1922 and became a
citizen in 1929. Stade had arranged for Paul Bante's contact with Sebold
and had transmitted data to Germany regarding points of rendezvous for
convoys carrying supplies to England.
Following a guilty plea to violation of the Registration Act, Stade was
fined $1,000 and received a 15-month prison sentence.
Lilly Barbara Carola Stein
Born in Vienna, Austria, Lilly Stein met Hugo Sebold, the espionage
instructor who had trained William Sebold (the two men were not related)
in Hamburg, Germany. She enrolled in this school and was sent to the
United States in 1939.
Lilly Stein was one of the people to whom Sebold had been instructed to
deliver microphotograph instructions upon his arrival in this country. She
frequently met with Sebold to give him information for transmittal to
Germany, and her address was used as a return address by other agents in
mailing data for Germany.
Miss Stein pleaded guilty and received sentences of 10 years' and 2
concurrent years' imprisonment for violations of espionage and
registration statutes, respectively.
Franz Joseph Stigler
In 1931, Franz Stigler left Germany for the United States, where he became
a citizen in 1939. He had been employed as a crew member aboard U.S. ships
until his discharge from the SS America when the U.S. Navy converted that
ship into the USS West Point.
His constant companion was Erwin Siegler, and they operated as couriers in
transmitting information between the United States and German agents
aboard. Stigler sought to recruit amateur radio operators in the United
States as channels of communication to German radio stations. He had also
observed and reported defense preparations in the Canal Zone and had met
with other German Agents to advise them in their espionage pursuits.
Upon conviction, Stigler was sentenced to serve 16 years in prison on
espionage charges with 2 concurrent years for registration violations.
Erich Strunck
A seaman aboard the ships of the United States Lines since his arrival in
this country, Erich Strunck came to the United States from Germany in
1927. He became a naturalized citizen in 1935.
As a courier, Strunck carried messages between German agents in the United
States and Europe. He requested authority to steal the diplomatic bag of a
British officer traveling aboard his ship and to dispose of the officer by
pushing him overboard. Sebold convinced him that it would be too risky to
do so.
Strunck was convicted and sentenced to serve 10 years in prison on
espionage charges. He also was sentenced to serve a two-year concurrent
term under the Registration Act.
Leo Waalen
Waalen was born in Danzig while that city was under German domination. He
entered the United States by "jumping ship" about 1935. He was a painter
for a small boat company which was constructing small craft for the U.S.
Navy.
Waalen gathered information about ships sailing for England. He also
obtained a confidential booklet issued by the FBI which contained
precautions to be taken by industrial plants to safeguard national defense
materials from sabotage. Waalen also secured government contracts listing
specifications for materials and equipment, as well as detailed sea charts
of the United States Atlantic coastline.
Following his conviction, Waalen was sentenced to 12 years in prison for
espionage and a concurrent 2-year term for violation of the Registration
Act.
Adolf Henry August Walischewski
A German native, Walischewski had been a seaman since maturity. He became
a naturalized citizen in 1935.
Walischewski became connected with the German espionage system through
Paul Fehse. His duties were confined to those of courier, carrying data
from agents in the United States to contacts abroad.
Upon conviction, Walischewski received a five-year prison sentence on
espionage charges, as well as a two-year concurrent sentence under the
Registration Act.
Else Weustenfeld
Else Weustenfeld arrived in the United States from Germany in 1927 and
became a citizen 10 years later. From 1935 until her arrest, she was a
secretary for a law firm representing the German Consulate in New York
City.
Miss Weustenfeld was thoroughly acquainted with the German espionage
system and delivered funds to Duquesne which she had received from Lilly
Stein, her close friend.
She lived in New York City with Hans W. Ritter, a principal in the German
espionage system. His brother, Nickolaus Ritter, was the "Dr. Renken" who
had enlisted Sebold as a German agent. In 1940, Weustenfeld visited Hans
Ritter in Mexico, where he was serving as a paymaster for the German
Intelligence Service.
After pleading guilty, Else Weustenfeld was sentenced to five years'
imprisonment on charge of espionage and two concurrent years on charge of
registration violations.
Axel Wheeler-Hill
Axel Wheeler-Hill came to the United States in 1923 from his native land
of Russia. He was naturalized as a citizen in 1929 and was employed as a
truck driver.
Wheeler-Hill obtained information for Germany regarding ships sailing to
Britain from New York Harbor. With Felix Jahnke, he enlisted the aid of
Paul Scholz in building a radio set for sending coded messages to Germany.
Following conviction, Wheeler-Hill was sentenced to serve 15 years in
prison for espionage and 2 concurrent years under the Registration Act.
Bertram Wolfgang Zenzinger
Born in Germany, Zenzinger came to the United States in 1940 as a
naturalized citizen of the Union of South Africa. His reported reason for
coming to this country was to study mechanical dentistry in Los Angeles,
California.
In July, 1940, Zenzinger received a pencil for preparing invisible
messages for Germany in the mail from Siegler. He sent several letters to
Germany through a mail drop in Sweden outlining details of national
defense materials.
Zenzinger was arrested by FBI Agents on April 16, 1941. Pleading guilty,
he received 18 months in prison for violation of the Registration Act and
8 years' imprisonment for espionage.
35 Of The FBI's Most Famous Closed Cases - End of Chapters 28-31
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